Note: Broker-dealers are required to disclose any material arrangements with the venues listed in each section below, including, but not limited to, any internalization or payment for order flow arrangements.
SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2021
SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2021
SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2021
SEC Rule 606 Quarterly Report for the Quarter Ending December 31, 2020
SEC Rule 606 Quarterly Report for the Quarter Ending September 30, 2020
SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2020 (Rev. 8/2020)
SEC Rule 606 Quarterly Report for the Quarter Ending March 31, 2020 (Rev. 6/2020)